Settlements

ST-30
Alliance One International, Inc.
Alliance One International, Inc.
United States
Securities and Exchange Commission
Kyrgyzstan, Thailand, Malawi, Greece, Indonesia, Mozambique, China
2010
08/06
Unknown
Legal Person
Civil
Consent to Permanent Injunction
Disgorgement of Profits
$10,000,000.00
$10,000,000
$0
$0
$0
Art.16, Art.26
Art. 1, Art. 2
Bribery of foreign officials, Falsification of books and records, Internal controls violations
No admission or denial of alleged offenses
Yes
According to DOJ Report to Congress, "Appendix C: Summaries of Foreign Corrupt Practices Act Enforcement Actions by the United States, January 1, 1998 - September 30, 2010," Resulting Criminal Enforcement Actions: In Re Alliance One International, Inc. (August 6, 2010); U.S. v. Alliance One Tobacco Osh, LLC: Docket No. 10-CR-016-JLK (W.D. Va., August 6, 2010); U.S. v. Alliance One International AG: Docket No. 10-CR-017-JLK (W.D. Va., August 6, 2010); U.S. v. Bobby Jay Elkin, Jr.: Docket No. 10-CR-015-JLK (W.D. Va., August 3, 2010); Resulting Civil/Administrative Enforcement Action(s): SEC v. Alliance One International, Inc. (D.D.C., August 6, 2010); SEC v. Bobby Jay Elkin, Jr., et al. (D.D.C., April 28, 2010), Please note that the court docket numbers are from DOJ/Fraud/FCPA Enforcement Actions website (http://www.justice.gov/criminal/fraud/fcpa/cases/a.html) and complete list of entities and individuals charged are in DOJ Report to Congress Appendix C, "Alliance One International, Inc." at 9-11, which also notes Location and Time Period of Misconduct: Kyrgystan, 1996-2004; Thailand, 2000-2004; Malawi, 2002-2003; Greece, 2003; Indonesia, 2003; Mozambique, 2004-2007; China and Thailand, 2005.